《亚洲基础设施投资银行协定》全文（英汉对照）

本协定签署国一致同意：

The countries on whose behalf the present Agreement is signed agree as follows:

考虑到在全球化背景下，区域合作在推动亚洲经济体持续增长及经济和社会发展方面具有重要意义，也有助于提升本地区应对未来金融危机和其他外部冲击的能力；

CONSIDERING the importance of regional cooperation to sustain growth and promote economic and social development of the economies in Asia and thereby contribute to regional resilience against potential financial crises and other external shocks in the context of globalization;

认识到基础设施发展在推动区域互联互通和一体化方面具有重要意义，也有助于推进亚洲经济增长和社会发展，进而为全球经济发展提供新动力；

ACKNOWLEDGING the significance of infrastructure development in expanding regional connectivity and improving regional integration, thereby promoting economic growth and sustaining social development for the people in Asia, and contributing to global economic dynamism;

认识到亚洲基础设施投资银行（以下简称“银行”）通过与现有多边开发银行开展合作，将更好地为亚洲地区长期的巨额基础设施建设融资缺口提供资金支持；

REALIZING that the considerable long-term need for financing infrastructure development in Asia will be met more adequately by a partnership among existing multilateral development banks and the Asian Infrastructure Investment Bank (hereinafter referred to as the "Bank");

确信作为旨在支持基础设施发展的多边金融机构，银行的成立将有助于从亚洲域内及域外动员更多的亟需资金，缓解亚洲经济体面临的融资瓶颈，与现有多边开发银行形成互补，推进亚洲实现持续稳定增长；

CONVINCED that the establishment of the Bank as a multilateral financial institution focused on infrastructure development will help to mobilize much needed additional resources from inside and outside Asia and to remove the financing bottlenecks faced by the individual economies in Asia, and will complement the existing multilateral development banks, to promote sustained and stable growth in Asia;

同意成立银行，并遵照本协定所做出的如下规定进行运作：

HAVE AGREED to establish the Bank, which shall operate in accordance with the following:

第一章宗旨、职能和成员资格

Chapter I PURPOSE, FUNCTIONS AND MEMBERSHIP

第一条宗旨

Article 1 Purpose

一、银行宗旨在于：（一）通过在基础设施及其他生产性领域的投资，促进亚洲经济可持续发展、创造财富并改善基础设施互联互通；（二）与其他多边和双边开发机构紧密合作，推进区域合作和伙伴关系，应对发展挑战。

1. The purpose of the Bank shall be to: (i) foster sustainable economic development, create wealth and improve infrastructure connectivity in Asia by investing in infrastructure and other productive sectors; and (ii) promote regional cooperation and partnership in addressing development challenges by working in close collaboration with other multilateral and bilateral development institutions.

二、本协定中凡提及“亚洲”和“本区域”之处，除理事会另有规定外，均指根据联合国定义所指的属亚洲和大洋洲的地理区划和组成。

2. Wherever used in this Agreement, references to “Asia” and “region” shall include the geographical regions and composition classified as Asia and Oceania by the United Nations, except as otherwise decided by the Board of Governors.

第二条职能

Article 2 Functions

为履行其宗旨，银行应具备以下职能：

To implement its purpose, the Bank shall have the following functions:

（一）推动区域内发展领域的公共和私营资本投资，尤其是基础设施和其他生产性领域的发展；

(i) to promote investment in the region of public and private capital for development purposes, in particular for development of infrastructure and other productive sectors;

（二）利用其可支配资金为本区域发展事业提供融资支持，包括能最有效支持本区域整体经济和谐发展的项目和规划，并特别关注本区域欠发达成员的需求；

(ii) to utilize the resources at its disposal for financing such development in the region, including those projects and programs which will contribute most effectively to the harmonious economic growth of the region as a whole and having special regard to the needs of less developed members in the region;

（三）鼓励私营资本参与投资有利于区域经济发展，尤其是基础设施和其他生产性领域发展的项目、企业和活动，并在无法以合理条件获取私营资本融资时，对私营投资进行补充；并且，

(iii) to encourage private investment in projects, enterprises and activities contributing to economic development in the region, in particular in infrastructure and other productive sectors, and to supplement private investment when private capital is not available on reasonable terms and conditions; and

（四）为强化这些职能开展的其他活动和提供的其他服务。

(iv) to undertake such other activities and provide such other services as may further these functions.

第三条成员资格

Article 3 Membership

一、银行成员资格向国际复兴开发银行和亚洲开发银行成员开放。

1. Membership in the Bank shall be open to members of the International Bank for Reconstruction and Development or the Asian Development Bank.

(一) 域内成员是指列入附件一第一部分的成员及依照第一条第二款属亚洲区域的其他成员，其余则为域外成员。

(a) Regional members shall be those members listed in Part A of Schedule A and other members included in the Asia region in accordance with paragraph 2 of Article 1. All other members shall be non-regional members.

(二) 创始成员指已列入附件一、在第五十七条规定的日期当日或之前签署本协定并在第五十八条第一款规定的最终日期前已满足所有成员条件的成员。

(b) Founding Members shall be those members listed in Schedule A which, on or before the date specified in Article 57, shall have signed this Agreement and shall have fulfilled all other conditions of membership before the final date specified under paragraph 1 of Article 58.

二、国际复兴开发银行和亚洲开发银行成员，如未能依照第五十八条规定加入银行，可依照第二十八条规定经理事会特别多数投票同意后，遵照银行决定的加入条件成为银行成员。

2. Members of the International Bank for Reconstruction and Development or the Asian Development Bank which do not become members in accordance with Article 58 may be admitted, under such terms and conditions as the Bank shall determine, to membership in the Bank by a Special Majority vote of the Board of Governors as provided in Article 28.

三、不享有主权或无法对自身国际关系行为负责的申请方，应由对其国际关系行为负责的银行成员同意或代其向银行提出加入申请。

3. In the case of an applicant which is not sovereign or not responsible for the conduct of its international relations, application for membership in the Bank shall be presented or agreed by the member of the Bank responsible for its international relations.

第二章资本

CHAPTER II CAPITAL

第四条法定股本

Article 4 Authorized Capital

一、银行法定股本为壹仟亿美元，分为壹佰万股，每股的票面价值为拾万美元，只供成员依照本协定第五条的规定认缴。

1. The authorized capital stock of the Bank shall be one hundred billion United States dollars ($100,000,000,000), divided into one million (1,000,000) shares having a par value of 100,000 dollars ($100,000) each, which shall be available for subscription only by members in accordance with the provisions of Article 5.

二、初始法定股本分为实缴股本和待缴股本。实缴股本的票面总价值为贰佰亿美元，待缴股本的票面总价值为捌佰亿美元。

2. The original authorized capital stock shall be divided into paid-in shares and callable shares. Shares having an aggregate par value of twenty billion dollars ($20,000,000,000) shall be paid-in shares, and shares having an aggregate par value of eighty billion dollars ($80,000,000,000) shall be callable.

三、理事会可依照第二十八条规定，在适当时间按适当条件，经理事会超级多数投票同意后，增加银行的法定股本，包括实缴股本和待缴股本之间的比例。

3. The authorized capital stock of the Bank may be increased by the Board of Governors by a Super Majority vote as provided in Article 28, at such time and under such terms and conditions as it may deem advisable, including the proportion between paid-in and callable shares.

四、本协定凡提及“美元”及“$”符号均指美利坚合众国的法定支付货币。

4. The term “dollar” and the symbol “$” wherever used in this Agreement shall be understood as being the official currency of payment of the United States of America.

第五条股本认缴

Article 5 Subscription of Shares

一、每个成员均须认缴银行的股本。认缴初始法定股本时，实缴股本与待缴股本之间的比例应为2：8。依照第五十八条规定获得成员资格的国家，其初始认缴股份数按本协定附件一执行。

1. Each member shall subscribe to shares of the capital stock of the Bank. Each subscription to the original authorized capital stock shall be for paid-in shares and callable shares in the proportion two (2) to eight (8). The initial number of shares available to be subscribed by countries which become members in accordance with Article 58 shall be that set forth in Schedule A.

二、依照本协定第三条第二款加入的成员，其初始认缴股份数应由理事会决定；若其认缴将使域内成员持有股本在总股本中的比例降至百分之七十五以下时，除非理事会依照第二十八条规定经超级多数投票通过，否则不予批准。

2. The initial number of shares to be subscribed by countries which are admitted to membership in accordance with paragraph 2 of Article 3 shall be determined by the Board of Governors; provided, however, that no such subscription shall be authorized which would have the effect of reducing the percentage of capital stock held by regional members below seventy-five (75) per cent of the total subscribed capital stock, unless otherwise agreed by the Board of Governors by a Super Majority vote as provided in Article 28.

三、理事会可以应某一成员要求，依照第二十八条规定，经超级多数投票通过，同意该成员按照确定的条件和要求增加认缴；若其认缴使域内成员持有股本在总股本中的比例降至百分之七十五以下时，除非理事会依照第二十八条规定经超级多数投票通过，否则不予批准。

3. The Board of Governors may, at the request of a member, increase the subscription of such member on such terms and conditions as the Board may determine by a Super Majority vote as provided in Article 28; provided, however, that no such increase in the subscription of any member shall be authorized which would have the effect of reducing the percentage of capital stock held by regional members below seventy-five (75) per cent of the total subscribed capital stock, unless otherwise agreed by the Board of Governors by a Super Majority vote as provided in Article 28.

四、理事会每隔不超过五年对银行的总股本进行审议。法定股本增加时，每个成员都将有合理机会按理事会决定的条件进行认缴，其认缴部分占总增加股本的比例应与此次增资前其认缴股本占总认缴股本的比例相同。任何成员均无义务认缴任何增加股本。

4. The Board of Governors shall at intervals of not more than five (5) years review the capital stock of the Bank. In case of an increase in the authorized capital stock, each member shall have a reasonable opportunity to subscribe, under such terms and conditions as the Board of Governors shall determine, to a proportion of the increase of stock equivalent to the proportion which its stock theretofore subscribed bears to the total subscribed capital stock immediately prior to such increase. No member shall be obligated to subscribe to any part of an increase of capital stock.

第六条对认缴股本的支付

Article 6 Payment of Subscriptions

一、依照第五十八条获得成员资格的本协定签署方，其初始认缴股本中实缴股本分五次缴清，每次缴纳百分之二十，本条第五款中特殊规定的除外。第一次缴付应在本协定生效后三十天内完成，或在第五十八条第一款规定的批准书、接受书或核准书递交之日或之前缴付，以后发生者为准。第二次缴付在本协定生效期满一年内完成。其余三次将相继在上一次到期一年内完成。

1. Payment of the amount initially subscribed by each Signatory to this Agreement which becomes a member in accordance with Article 58 to the paid-in capital stock of the Bank shall be made in five (5) installments, of twenty (20) per cent each of such amount, except as provided in paragraph 5 of this Article. The first installment shall be paid by each member within thirty (30) days after entry into force of this Agreement, or on or before the date of deposit on its behalf of its instrument of ratification, acceptance or approval in accordance with paragraph 1 of Article 58, whichever is later. The second installment shall become due one (1) year from the entry into force of this Agreement. The remaining three (3) installments shall become due successively one (1) year from the date on which the preceding installment becomes due.

二、除本条第五款规定之外，对初始认缴中原始实缴股本的每次缴付均应使用美元或其他可兑换货币。银行可随时将此类缴付转换为美元。如若到期未能完成缴付，则相应的实缴和待缴股本所赋予的权利，包括投票权等都将中止，直至银行收到到期股本的缴付。

2. Each installment of the payment of initial subscriptions to the original paid-in capital stock shall be paid in dollars or other convertible currency, except as provided in paragraph 5 of this Article. The Bank may at any time convert such payments into dollars. All rights, including voting rights, acquired in respect of paid-in and associated callable shares for which such payments are due but have not been received shall be suspended until full payment is received by the Bank.

三、银行的待缴股本，仅在银行需偿付债务时方予催缴。成员可选择美元或银行偿债所需货币进行缴付。在催缴待缴股本时，所有待缴股份的催缴比例应一致。

3. Payment of the amount subscribed to the callable capital stock of the Bank shall be subject to call only as and when required by the Bank to meet its liabilities. In the event of such a call, payment may be made at the option of the member in dollars or in the currency required to discharge the obligations of the Bank for the purpose of which the call is made. Calls on unpaid subscriptions shall be uniform in percentage on all callable shares.

四、本条提及的各种缴付的地点由银行决定，但在理事会举行首次会议之前，本条第一款所指的首次付款应支付给银行的托管方，即中华人民共和国政府。

4. The Bank shall determine the place for any payment under this Article, provided that, until the inaugural meeting of the Board of Governors, the payment of the first installment referred to in paragraph 1 of this Article shall be made to the Government of the People’s Republic of China, as Trustee for the Bank.

五、就本款而言，被认定为欠发达国家的成员在缴付本条第一款和第二款所规定的股本时可选择以下任一方式完成，即：

5. A member considered as a less developed country for purposes of this paragraph may pay its subscription under paragraphs 1 and 2 of this Article, as an alternative, either:

(一) 可全部使用美元或其他可兑换货币，最多分十次缴付，每次缴付金额相当于总额的百分之十，第一次和第二次缴付的到期日参照第一款规定，第三次至第十次的缴付应在本协定生效两年内及之后每满一年内相继完成；或者

(a) entirely in dollars or other convertible currency in up to ten (10) installments, with each such installment equal to ten (10) percent of the total amount, the first and second installments due as provided in paragraph 1, and the third through tenth installments due on the second and subsequent anniversary dates of the entry into force of this Agreement; or

(二) 每次缴付中，成员可在部分使用美元或其他可兑换货币的同时，使用本币完成其中不超过百分之五十的缴付，并按照本条第一款规定的时间完成每次缴付，同时此类缴付应符合以下规定：

(b) with a portion in dollars or other convertible currency and a portion of up to fifty (50) per cent of each installment in the currency of the member, following the schedule of installments provided in paragraph 1 of this Article. The following provisions shall apply to payments under this sub-paragraph (b):

1、成员应在本条第一款规定的缴付时间向银行说明其将用本币缴付的金额比例；

(i) The member shall advise the Bank at the time of subscription under paragraph 1 of this Article of the proportion of payments to be made in its own currency.

2、依照本条第五款规定完成的每次本币缴付金额应由银行按照与美元完全等值的金额计算。首次缴付时成员可自行确定应缴付金额，但银行可在付款到期日前九十天内做出适当调整，以使所缴付金额与按美元计算的金额完全等值。

(ii) Each payment of a member in its own currency under this paragraph 5 shall be in such amount as the Bank determines to be equivalent to the full value in terms of dollars of the portion of the subscription being paid. The initial payment shall be in such amount as the member considers appropriate hereunder but shall be subject to such adjustment, to be effected within ninety (90) days of the date on which such payment was due, as the Bank shall determine to be necessary to constitute the full dollar equivalent of such payment.

3、无论何时，只要银行认为一个成员的货币已大幅贬值，该成员应在一段合理期限内向银行缴付额外的本币金额，以确保银行账面持有的该成员以本币认缴股本的价值不变。

(iii) Whenever in the opinion of the Bank, the foreign exchange value of a member's currency has depreciated to a significant extent, that member shall pay to the Bank within a reasonable time an additional amount of its currency required to maintain 6 the value of all such currency held by the Bank on account of its subscription.

4、无论何时，只要银行认为一个成员的货币已大幅升值，银行应在一段合理期限内向该成员退付一定数量的本币金额，以调整银行账面持有的该成员以本币认缴股本的价值。

(iv) Whenever in the opinion of the Bank, the foreign exchange value of a member's currency has appreciated to a significant extent, the Bank shall pay to that member within a reasonable time an amount of that currency required to adjust the value of all such currency held by the Bank on account of its subscription.

5、银行可放弃本项第3目赋予的偿付权利，成员可放弃本项第4目赋予的偿付权利。

(v) The Bank may waive its rights to payment under sub-paragraph (iii) and the member may waive its rights to payment under sub-paragraph (iv).

六、银行接受任何成员使用该成员政府或其指定的存托机构所发行的本票或其他债券缴付该成员依照本条第五款第（二）项规定的以本币缴付金额，前提是银行在经营中不需要使用上述金额的成员货币。上述本票或债券应为不可转让、无息并可应银行要求按面值见票即付。

6. The Bank shall accept from any member paying its subscription under sub-paragraph 5 (b) of this Article promissory notes or other obligations issued by the Government of the member, or by the depository designated by such member, in lieu of the amount to be paid in the currency of the member, provided such amount is not required by the Bank for the conduct of its operations. Such notes or obligations shall be non-negotiable, non-interest-bearing, and payable to the Bank at par value upon demand.

第七条股份缴付条件

Article 7 Terms of Shares

一、成员初始认缴股份应按面值发行。其他股份也应按照面值发行，除非理事会在特殊情况下依照第二十八条规定经特别多数投票通过，决定以其他条件发行股份。

1. Shares of stock initially subscribed by members shall be issued at par. Other shares shall be issued at par unless the Board of Governors by a Special Majority vote as provided in Article 28 decides in special circumstances to issue them on other terms.

二、股份不得以任何形式进行质押或抵押，且仅可以向银行转让。

2. Shares of stock shall not be pledged or encumbered in any manner whatsoever, and they shall be transferable only to the Bank.

三、成员股权债务应仅限于其所持股份发行额中未缴付部分。

3. The liability of the members on shares shall be limited to the unpaid portion of their issue price.

四、成员不因其成员地位而对银行的债务负责。

4. No member shall be liable, by reason of its membership, for obligations of the Bank.

第八条普通资本

Article 8 Ordinary Resources

本协定中“普通资本”一词包括以下内容：

As used in this Agreement, the term "ordinary resources" of the Bank shall include the following:

（一）依照本协定第五条规定认缴的银行法定股本，包括实缴股本和待缴股本；

(i) authorized capital stock of the Bank, including both paid-in and callable shares, subscribed pursuant to Article 5;

（二）银行依照第十六条第一款授权筹集的资金，此类资金的兑付承诺适用本协定第六条第三款的规定；

(ii) funds raised by the Bank by virtue of powers conferred by paragraph 1 of Article 16, to which the commitment to calls provided for in paragraph 3 of Article 6 is applicable;

（三）因使用本条第（一）、（二）项资金发放贷款或担保的偿付所得，或使用上述资金进行股权投资或依照第十一条第二款第（六）项批准的其他类型融资的所得收益；

(iii) funds received in repayment of loans or guarantees made with the resources indicated in sub-paragraphs (i) and (ii) of this Article or as returns on equity investments and other types of financing approved under sub-paragraph 2 (vi) of Article 11 made with such resources;

（四）使用前述资金发放贷款或依照第六条第三款的兑付承诺所做担保获得的收入；

(iv) income derived from loans made from the aforementioned funds or from guarantees to which the commitment to calls set forth in paragraph 3 of Article 6 is applicable; and

（五）银行收到的其他不属于本协定第十七条规定的特别基金的其他任何资金或收入。

(v) any other funds or income received by the Bank which do not form part of its Special Funds resources referred to in Article 17 of this Agreement.

第三章银行业务运营

CHAPTER III OPERATIONS OF THE BANK

第九条资金使用

Article 9 Use of Resources

银行资金仅可依照稳健的银行原则用于履行本协定第一条和第二条所规定的宗旨和职能。 The resources and facilities of the Bank shall be used exclusively to implement the purpose and functions set forth, respectively, in Articles 1 and 2, and in accordance with sound banking principles.

第十条普通业务与特别业务

Article 10 Ordinary and Special Operations

一、银行的业务包括：

1. The operations of the Bank shall consist of:

（一）本协定第八条提及的，由银行普通资本提供融资的普通业务；

(i) ordinary operations financed from the ordinary resources of the Bank, referred to in Article 8; and

（二）本协定第十七条提及的，由银行特别基金提供融资的特别业务。

(ii) special operations financed from the Special Funds resources referred to in Article 17.

两种业务可以同时为同一个项目或规划的不同部分提供融资。

The two types of operations may separately finance elements of the same project or program.

二、银行的普通资本和特别基金在持有、使用、承诺、投资或作其他处置时，在任何时候、各个方面均须完全分离。银行的财务报表亦应将普通业务和特别业务分别列出。

2. The ordinary resources and the Special Funds resources of the Bank shall at all times and in all respects be held, used, committed, invested or otherwise disposed of entirely separately from each other. The financial statements of the Bank shall show the ordinary operations and special operations separately.

三、任何情况下银行普通资本都不得用以缴付或清偿由特别基金担负或承诺的特别业务或其他活动发生的支出、亏损或负债。

3. The ordinary resources of the Bank shall, under no circumstances, be charged with, or used to discharge, losses or liabilities arising out of special operations or other activities for which Special Funds resources were originally used or committed.

四、普通业务直接发生的支出由普通资本列支；特别业务发生的支出由特别基金列支。其他任何支出的列支由银行另行决定。

4. Expenses appertaining directly to ordinary operations shall be charged to the ordinary resources of the Bank. Expenses appertaining directly to special operations shall be charged to the Special Funds resources. Any other expenses shall be charged as the Bank shall determine.

第十一条业务对象及方法

Article 11 Recipients and Methods of Operation

一、（一）银行可以向任何成员或其机构、单位或行政部门，或在成员的领土上经营的任何实体或企业，以及参与本区域经济发展的国际或区域性机构或实体提供融资。

1. (a) The Bank may provide or facilitate financing to any member, or any agency, instrumentality or political subdivision thereof, or any entity or enterprise operating in the territory of a member, as well as to international or regional agencies or entities concerned with economic development of the region.

（二）在特殊情况下，银行可以向本款第（一）项以外的业务对象提供援助，前提是理事会依照第二十八条规定经超级多数投票通过：1、确认该援助符合银行的宗旨与职能以及银行成员的利益；2、明确可以向业务对象提供的本条第二款规定的融资支持类别。

(b) The Bank may, in special circumstances, provide assistance to a recipient not listed in sub-paragraph (a) above only if the Board of Governors, by a Super Majority vote as provided in Article 28: (i) shall have determined that such assistance is designed to serve the purpose and come within the functions of the Bank and is in the interest of the Bank’s membership; and (ii) shall have specified the types of assistance under paragraph 2 of this Article that may be provided to such recipient.

二、银行可以下列方式开展业务：

2. The Bank may carry out its operations in any of the following ways:

（一）直接贷款、联合融资或参与贷款；

(i) by making, co-financing or participating in direct loans;

（二）参与机构或企业的股权资本投资；

(ii) by investment of funds in the equity capital of an institution or enterprise;

（三）作为直接或间接债务人，全部或部分地为用于经济发展的贷款提供担保；

(iii) by guaranteeing, whether as primary or secondary obligor, in whole or in part, loans for economic development;

（四）根据特别基金的使用协定，配置特别基金的资源；

(iv) by deploying Special Funds resources in accordance with the agreements determining their use;

（五）依照第十五条的规定提供技术援助；

(v) by providing technical assistance in accordance with Article 15; or

（六）理事会依照第二十八条规定经特别多数投票通过决定的其他融资方式。

(vi) through other types of financing as may be determined by the Board of Governors, by a Special Majority vote as provided in Article 28.

第十二条普通业务的限制条件

Article 12 Limitations on Ordinary Operations

一、银行依照本协定第十一条第二款第（一）、（二）、（三）、和（四）项从事的贷款、股权投资、担保和其他形式融资等普通业务中的未收清款项，任何时候都不得超过普通资本中未动用认缴股本、储备资金和留存收益的总额。但理事会有权依照本协定第二十八条规定，经超级多数投票通过后，根据银行的财务状况随时提高上述对银行普通业务的财务限制，最高可至普通资本中未动用认缴股本、储备资金和留存收益总额的250%。

1. The total amount outstanding of loans, equity investments, guarantees and other types of financing provided by the Bank in its ordinary operations under sub-paragraphs 2 (i), (ii), (iii) and (vi) of Article 11 shall not at any time be increased, if by such increase the total amount of its unimpaired subscribed capital, reserves and retained earnings included in its ordinary resources would be exceeded. Notwithstanding the provisions of the preceding sentence, the Board of Governors may, by a Super Majority vote as provided in Article 28, determine at any time that, based on the Bank’s financial position and financial standing, the limitation under this paragraph may be increased, up to 250% of the Bank’s unimpaired subscribed capital, reserves and retained earnings included in its ordinary resources.

二、银行已拨付股权投资的总额不得超过当期相应的银行未动用实缴股本和普通储备资金总额。

2. The amount of the Bank’s disbursed equity investments shall not at any time exceed an amount corresponding to its total unimpaired paid-in subscribed capital and general reserves.

第十三条业务原则

Article 13 Operating Principles

银行应依据下列原则开展业务：

The operations of the Bank shall be conducted in accordance with the principles set out below.

（一）银行应按照稳健的银行原则开展业务；

1. The Bank shall be guided by sound banking principles in its operations.

（二）银行业务应主要是特定项目或特定投资规划融资、股权投资以及第十五条规定的技术援助；

2. The operations of the Bank shall provide principally for the financing of specific projects or specific investment programs, for equity investment, and for technical assistance in accordance with Article 15.

（三）银行不得在成员反对的情况下，在该成员境内开展融资业务；

3. The Bank shall not finance any undertaking in the territory of a member if that member objects to such financing.

（四）银行应保证其从事的每项业务均符合银行的业务和财务政策，包括但不仅限于针对环境和社会影响方面的政策；

4. The Bank shall ensure that each of its operations complies with the Bank’s operational and financial policies, including without limitation, policies addressing environmental and social impacts.

（五）银行审议融资申请时，应在综合考虑有关因素的同时，适当关注借款人以银行认为合理的条件从别处获得资金的能力；

5. In considering an application for financing, the Bank shall pay due regard to the ability of the recipient to obtain financing or facilities elsewhere on terms and conditions that the Bank considers reasonable for the recipient, taking into account all pertinent factors.

（六）银行在提供或担保融资时，应适当关注借款人及担保人未来按融资合同规定的条件履行其义务的可能性；

6. In providing or guaranteeing financing, the Bank shall pay due regard to the prospects that the recipient and guarantor, if any, will be in a position to meet their obligations under the financing contract.

（七）银行在提供或担保融资时，应采取银行认为对该项融资和银行风险均适宜的融资条件，包括利率、其他费用和还本安排；

7. In providing or guaranteeing financing, the financial terms, such as rate of interest and other charges and the schedule for repayment of principal shall be such as are, in the opinion of the Bank, appropriate for the financing concerned and the risk to the Bank.

（八）银行不应对普通业务或特别业务中银行融资项目的货物和服务采购进行国别限制；

8. The Bank shall place no restriction upon the procurement of goods and services from any country from the proceeds of any financing undertaken in the ordinary or special operations of the Bank.

（九）银行应采取必要措施保证其提供、担保或参与的融资资金仅用于融资所规定的目标，并应兼顾节约和效率；

9. The Bank shall take the necessary measures to ensure that the proceeds of any financing provided, guaranteed or participated in by the Bank are used only for the purposes for which the financing was granted and with due attention to considerations of economy and efficiency.

（十）银行应尽可能避免不均衡地将过多资金用于某一或某些成员的利益；

10. The Bank shall pay due regard to the desirability of avoiding a disproportionate amount of its resources being used for the benefit of any member.

（十一）银行应设法保持其股权资本投资的多样化。除非出于保护其投资的需要，否则银行在其股权投资项目中，对所投资的实体或企业不应承担任何管理责任，也不应寻求对该实体或企业的控制权。

11. The Bank shall seek to maintain reasonable diversification in its investments in equity capital. In its equity investments, the Bank shall not assume responsibility for managing any entity or enterprise in which it has an investment and shall not seek a controlling interest in the entity or enterprise concerned, except where necessary to safeguard the investment of the Bank.

第十四条融资条件

Article 14 Terms and Conditions for Financing

一、银行在发放、参与或担保贷款时，应依照本协定第十三条规定的业务原则及本协定其他条款的规定，订立合同明确该贷款或担保的条件。在制定上述条件时，银行应充分考虑保障银行收益和财务状况的需要。

1. In the case of loans made or participated in or loans guaranteed by the Bank, the contract shall establish, in conformity with the operating principles set forth in Article 13 and subject to the other provisions of this Agreement, the terms and conditions for the loan or the guarantee concerned. In setting such terms and conditions, the Bank shall take fully into account the need to safeguard its income and financial position.

二、当贷款或担保对象本身并非银行成员时，如银行认为可行，可以要求该项目执行所在地的成员，或者银行接受的该成员某个政府机构或其他机构，为贷款本金、利息和其他费用的按期如约偿还提供担保。

2. Where the recipient of loans or guarantees of loans is not itself a member, the Bank may, when it deems it advisable, require that the member in whose territory the project concerned is to be carried out, or a public agency or any instrumentality of that member acceptable to the Bank, guarantee the repayment of the principal and the payment of interest and other charges on the loan in accordance with the terms thereof.

三、任何股权投资的金额不得超过董事会通过的政策文件所允许的对该实体或企业进行股权投资的比例。

3. The amount of any equity investment shall not exceed such percentage of the equity capital of the entity or enterprise concerned as permitted under policies approved by the Board of Directors.

四、按照有关货币风险最小化的政策规定，银行可以使用一国的本币为银行在该国的业务提供融资。

4. The Bank may provide financing in its operations in the currency of the country concerned, in accordance with policies that minimize currency risk.

第十五条技术援助

Article 15 Technical Assistance

一、在符合银行宗旨和职能的情况下，银行可提供技术咨询、援助及其他类似形式的援助。

1. The Bank may provide technical advice and assistance and other similar forms of assistance which serve its purpose and come within its functions.

二、如遇提供上述服务的费用无法补偿时，银行可从其收益中支出。

2. Where expenditures incurred in furnishing such services are not reimbursable, the Bank shall charge such expenditures to the income of the Bank.

第四章银行资金

CHAPTER IV FINANCES OF THE BANK

第十六条一般权力

Article 16 General Powers

除本协定其他条款中明确规定的权力外，银行还应有以下权力。

In addition to the powers specified elsewhere in this Agreement, the Bank shall have the powers set out below.

（一）银行可以根据相关法律规定在成员国或其他地方通过举债或其他方式筹集资金。

1. The Bank may raise funds, through borrowing or other means, in member countries or elsewhere, in accordance with the relevant legal provisions.

（二）银行可以对其发行或担保或投资的证券进行买卖。

2. The Bank may buy and sell securities the Bank has issued or guaranteed or in which it has invested.

（三）为推动证券销售，银行可为其投资的证券提供担保。

3. The Bank may guarantee securities in which it has invested in order to facilitate their sale.

（四）银行可以承销或参与承销任何实体或企业发行的、目的与银行宗旨一致的证券。

4. The Bank may underwrite, or participate in the underwriting of, securities issued by any entity or enterprise for purposes consistent with the purpose of the Bank.

（五）银行可以将其业务经营未使用资金进行投资或存储。

5. The Bank may invest or deposit funds not needed in its operations.

（六）银行应确保在银行发行或担保的每份证券的外观上标有显著字样，声明该证券并非任何政府的债务；如该证券确实是某个特定政府的债务，则应做如实表述。

6. The Bank shall ensure that every security issued or guaranteed by the Bank shall bear on its face a conspicuous statement to the effect that it is not an obligation of any Government, unless it is in fact the obligation of a particular Government, in which case it shall so state.

（七）根据理事会通过的信托基金框架，在信托基金的目标与银行宗旨和职能一致的前提下，银行可接受其他相关方的委托，成立并管理该信托基金。

7. The Bank may establish and administer funds held in trust for other parties, provided such trust funds are designed to serve the purpose and come within the functions of the Bank, under a trust fund framework which shall have been approved by the Board of Governors.

（八）银行可以在理事会依照本协定第二十八条规定经特别多数投票通过后，以实现银行宗旨和职能为目的，成立附属机构。

8. The Bank may establish subsidiary entities which are designed to serve the purpose and come within the functions of the Bank, only with the approval of the Board of Governors by a Special Majority vote as provided in Article 28.

（九）在符合本协定规定的前提下，银行可行使为进一步实现其宗旨和职能所需的适当的其他权力，并制定与此有关的规章。

9. The Bank may exercise such other powers and establish such rules and regulations as may be necessary or appropriate in furtherance of its purpose and functions, consistent with the provisions of this Agreement.

第十七条特别基金

Article 17 Special Funds

一、银行可以接受与银行宗旨和职能一致的特别基金，此类特别基金属银行资源。特别基金的所有管理成本均应从该基金支出。

1. The Bank may accept Special Funds which are designed to serve the purpose and come within the functions of the Bank; such Special Funds shall be resources of the Bank. The full cost of administering any Special Fund shall be charged to that Special Fund.

二、银行接受的特别基金的使用原则和条件应与银行的宗旨和职能一致，并符合就此类基金达成的相关协议。

2. Special Funds accepted by the Bank may be used on terms and conditions consistent with the purpose and functions of the Bank and with the agreement relating to such Funds.

三、银行应根据成立、管理和使用每个特别基金的需要制定特别规章。该规章应与本协定中除明确仅适用于普通业务的规定以外的所有条款保持一致。

3. The Bank shall adopt such special rules and regulations as may be required for the establishment, administration and use of each Special Fund. Such rules and regulations shall be consistent with the provisions of this Agreement, except for those provisions expressly applicable only to ordinary operations of the Bank.

四、“特别基金资源”一词应指所有特别基金的资源，包括：

4. The term "Special Funds resources" shall refer to the resources of any Special Fund and shall include:

（一）银行接收并纳入特别基金的资金；

(i) funds accepted by the Bank for inclusion in any Special Fund;

（二）根据银行管理特别基金的规章，用特别基金发放或担保的贷款所得，及其股权投资的收益，归属该特别基金；

(ii) funds received in respect of loans or guarantees, and the proceeds of any equity investments, financed from the resources of any Special Fund which, under the rules and regulations of the Bank governing that Special Fund, are received by such Special Fund;

（三）特别基金资金投资产生的任何收入;及

(iii) income derived from investment of Special Funds resources; and

（四）可由特别基金支配使用的任何其他资金。

(iv) any other resources placed at the disposal of any Special Fund.

第十八条净收入的分配和处置

Article 18 Allocation and Distribution of Net Income

一、理事会至少每年都应在扣除储备资金之后，就银行净收入在留存收益或其他事项以及可分配给成员的利润（如适用）之间的分配做出决定。任何将银行净收入分配用作其他用途的此类决策应依照第二十八条规定以超级多数投票通过。

1. The Board of Governors shall determine at least annually what part of the net income of the Bank shall be allocated, after making provision for reserves, to retained earnings or other purposes and what part, if any, shall be distributed to the members. Any such decision on the allocation of the Bank’s net income to other purposes shall be taken by a Super Majority vote as provided in Article 28.

二、上一款中提及的分配应按照各成员所持股份的数量按比例完成，支付的方式和货币应由理事会决定。

2. The distribution referred to in the preceding paragraph shall be made in proportion to the number of shares held by each member, and payments shall be made in such manner and in such currency as the Board of Governors shall determine.

第十九条货币

Article 19 Currencies

一、银行或任何银行款项接受方所接受、持有、使用或转让的货币在任何国家内进行缴付时，成员均不得对此施加任何限制。

1. Members shall not impose any restrictions on currencies, including the receipt, holding, use or transfer by the Bank or by any recipient from the Bank, for payments in any country.

二、当根据本协定需要以一种货币对另一货币进行估值，或决定某货币是否可兑换时，该估值或决定应由银行做出。

2. Whenever it shall become necessary under this Agreement to value any currency in terms of another or determine whether any currency is convertible, such valuation or determination shall be made by the Bank.

第二十条银行偿债的方式

Article 20 Methods of Meeting Liabilities of the Bank

一、银行从事普通业务时，若其所发放、参与或担保的贷款出现拖欠或违约，或其所投资的股权或依照第十一条第二款第（六）项做出的其他融资出现损失，银行可采取其认为适当的措施。银行应保持适当的拨备水平以应对可能发生的损失。

1. In the Bank’s ordinary operations, in cases of arrears or default on loans made, participated in, or guaranteed by the Bank, and in cases of losses on equity investment or other types of financing under sub-paragraph 2 (vi) of Article 11, the Bank shall take such action as it deems appropriate. The Bank shall maintain appropriate provisions against possible losses.

二、银行普通业务发生的损失，应当：

2. Losses arising in the Bank’s ordinary operations shall be charged:

（一）首先依照本条第一款的规定处置；

(i) first, to the provisions referred to in paragraph 1 above;

（二）其次，由净收入支付；

(ii) second, to net income;

（三）第三，从储备资金和留存收益中支付；

(iii) third, against reserves and retained earnings;

（四）第四，从未动用实缴股本中支付；

(iv) fourth, against unimpaired paid-in capital; and

（五）最后，从可依照第六条第三款的规定进行催缴的待缴股本中适量缴付。

(v) last, against an appropriate amount of the uncalled subscribed callable capital which shall be called in accordance with the provisions of paragraph 3 of Article 6.

第五章治理

CHAPTER V GOVERNANCE

第二十一条治理结构

Article 21 Structure

银行应设立理事会、董事会、一名行长、一名或多名副行长，以及其他必要的高级职员与普通职员职位。

The Bank shall have a Board of Governors, a Board of Directors, a President, one or more Vice-Presidents, and such other officers and staff as may be considered necessary.

第二十二条理事会：构成

Article 22 Board of Governors: Composition

一、每个成员均应在理事会中有自己的代表，并应任命一名理事和一名副理事。每个理事和副理事均受命于其所代表的成员。除理事缺席情况外，副理事无投票权。

1. Each member shall be represented on the Board of Governors and shall appoint one Governor and one Alternate Governor. Each Governor and Alternate Governor shall serve at the pleasure of the appointing member. No Alternate Governor may vote except in the absence of his principal.

二、在银行每次年会上，理事会应选举一名理事担任主席，任期至下届主席选举为止。

2. At each of its annual meetings, the Board shall elect one of the Governors as Chairman who shall hold office until the election of the next Chairman.

三、理事和副理事任职期间，银行不予给付薪酬，但可支付其因出席会议产生的合理支出。

3. Governors and Alternate Governors shall serve as such without remuneration from the Bank, but the Bank may pay them reasonable expenses incurred in attending meetings.

第二十三条理事会：权力

Article 23 Board of Governors: Powers

一、银行一切权力归理事会。

1. All the powers of the Bank shall be vested in the Board of Governors.

二、理事会可将其部分或全部权力授予董事会，但以下权力除外：

2. The Board of Governors may delegate to the Board of Directors any or all its powers, except the power to:

（一）吸收新成员和确定新成员加入条件；

(i) admit new members and determine the conditions of their admission;

（二）增加或减少银行法定股本；

(ii) increase or decrease the authorized capital stock of the Bank;

（三）中止成员资格；

(iii) suspend a member;

（四）裁决董事会对本协定的相关解释或适用提出的申诉；

(iv) decide appeals from interpretations or applications of this Agreement given by the Board of Directors;

（五）选举银行董事并依照第二十五条第六款决定须由银行负担的董事和副董事的支出及薪酬（如适用）；

(v) elect the Directors of the Bank and determine the expenses to be paid for Directors and Alternate Directors and remuneration, if any, pursuant to paragraph 6 of Article 25;

（六）选举行长，中止或解除行长职务，并决定行长的薪酬及其他任职条件；

(vi) elect the President, suspend or remove him from office, and determine his remuneration and other conditions of service;

（七）在审议审计报告后，批准银行总资产负债表和损益表；

(vii) approve, after reviewing the auditors’ report, the general balance sheet and the statement of profit and loss of the Bank;

（八）决定银行的储备资金及净收益的配置与分配；

(viii) determine the reserves and the allocation and distribution of the net profits of the Bank;

（九）修订本协定；

(ix) amend this Agreement;

（十）决定终止银行业务并分配银行资产；及

(x) decide to terminate the operations of the Bank and to distribute its assets; and

（十一）行使本协定明确规定属于理事会的其他权力。

(xi) exercise such other powers as are expressly assigned to the Board of Governors in this Agreement.

三、对于理事会依照本条第二款授予董事会办理的任何事项，理事会均保留其执行决策的全部权力。

3. The Board of Governors shall retain full power to exercise authority over any matter delegated to the Board of Directors under paragraph 2 of this Article.